CASS SME, London, City

England, London, City of London
Plus car, benefits and bonus
30 Dec 2018
29 Jan 2019
Victoria Heathcote
Experience Level
Contract Type


London, City.

I am looking for a experienced CASS professional with experience of providing expert technical knowledge of CASS issues within either the Banking or Investment Management sector.

I am looking for the following experience;

  • The ability to perform reviews on CASS related functions.
  • Manage CASS related projects.
  • Reporting on compliance issues within the CASS space.
  • hands on experience of managing CASS related functions including CMAR reporting, client money reconciliation, CASS resolution packs ect.
  • Have a detailed technical knowledge of CASS rules as applied by the FCA.
  • Experience of S166 on CASS.

The successful candidate will have a proven background within regulation and have the ability to provide innovative and pragmatic solutions to regulatory issues.

My client is a progressive and inclusive employer and is open to both part time and flexible working.

I am very keen to speak with candidates from the banking / investment banking sector, FCA or a client facing advisory firm. If you would like to discuss this role in more detail and have a confidential chat please e mail me on

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