Compliance Monitoring Manager

1 day left

London (Central), London (Greater)
21 Dec 2018
20 Jan 2019
Job Function
Experience Level
Management, Officer
Contract Type
Full time, Permanent

Compliance Monitoring Manager required for a financial services company based in London. The company provide compliance and regulatory umbrella services to their clients (hedge funds, investment managers, corporate finance advisors, wealth managers to crowd funders).

As a Compliance Monitoring Manager, you will be expected to oversee the work of 2-3 Compliance Associates responsible for conducting periodical compliance reviews, managing a compliance monitoring program and ensuring regulatory oversight on a day to day basis.

The successful Compliance Monitoring Manager will perform a variety of special compliance projects, thematic reviews to articulating issues to the compliance committee for discussion.

You will need to have a good understanding of the FCA compliance environment specific to the clients they are responsible for.

If you are interested in this opportunity and would like to apply or would like further information, please submit your CV. Alternatively call Pritesh Chudasama on 0203 637 1607 for a confidential conversation.

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