Compliance Contractor (4-5 weeks) – Asset Management Financial Promotions

London (Greater)
£400-£425 per day
03 Dec 2018
13 Dec 2018
Job Sector
Experience Level
Executive, Management, Officer
Contract Type
Contract, Temporary

An Asset Management firm based in the City are looking for a contractor to join their team in a short term role lasting 4-5 weeks. Candidates must be available immediately and have previous asset management experience.

Main Responsibilities:

  • Manage the workflow of Financial Promotion requests sent to the team on a daily basis.
  • Reviewing and approving documents for distribution in the UK & Europe.
  • Review RFPs when required
  • Assist with ad hoc compliance questions raised by the business as and when required.​

Job Requirements:

  • At least 5 years compliance experience in an asset management firm.
  • Experience of approving Financial Promotions and be able to approve these on their own.
  • Good knowledge of UCITS and AIF funds 
  • Good communicator with excellent oral and written skills.

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