Compliance Officer

Recruiter
MERJE
Location
Greater Manchester
Salary
£35,000 - £45,000
Posted
27 Nov 2018
Closes
27 Dec 2018
Ref
PS/15196
Job Sector
Compliance, Regulation
Experience Level
Officer
Contract Type
Permanent

Our client is a well-known Financial Services business who are currently looking to recruit a Compliance Officer. In this role you will work as part of a wider Compliance team to support in delivering the firm’s compliance strategy.

Duties:

  • Monitor and report on the effectiveness of internal systems and controls to regulatory rules and guidance.
  • Positively promote compliance to internal and external customers.
  • Providing proactive and pragmatic compliance guidance to support regulatory changes, Financial Services projects, on-going business initiatives and other requirements.
  • Providing advice and support to management in relation to systems and controls risks, specifically pertaining to Financial Conduct Authority rules and guidance.
  • Assist with the development and review of operational policies and procedures to ensure they remain within regulatory requirements
  • Undertake compliance monitoring in line with the firm’s annual Compliance Monitoring Plan.
  • Continue development of relationships with industry trade bodies.

Requirements:

  • Experience within a Financial Services regulated environment
  • Sound working knowledge of the FCA handbook.
  • Excellent communication skills.
  • Good educational background (including mathematics and English qualifications).

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