Compliance Monitoring Manager-Corporate Risk

London (Greater)
£80,000 - £100,000
22 Nov 2018
22 Dec 2018
Experience Level
Contract Type

An innovative and dynamic Bank is currently looking to appoint a Senior Compliance Monitoring Manager in their London office. Our client offers a full suite of products and services to developing businesses in the UK, including current and deposit accounts, loans, cash management services, trade finance and foreign exchange. The Bank has had a presence in the UK for over 10 years providing access to financing solutions for some of the highest profile and fastest growing UK-based technology companies.

The Role:

Providing oversight for the Compliance Monitoring team, you will be responsible for:

  • Managing and performing monitoring activities of regulatory requirements
  • Carrying out compliance research for monitoring activities and any ad hoc requests
  • The design, ownership and creation of monitoring procedures, workpapers and management reports for regulatory areas
  • Responsibility for designing, creating and updating the compliance risk assessments
  • Work with Internal Audit on their reviews and support effective coordination across all business areas including remediation of findings
  • Incident and event management, including risk investigations and reporting
  • Creation and maintenance of risk control frameworks
  • Advice and guidance to the business on risk issues (BAU and projects)
  • Attendance at relevant industry events and forums                                                                                                                                 

The ideal candidate should have the following profile:

  • Relevant compliance monitoring ideally gained within a banking environment
  • Solid analytical and issue-spotting
  • Good understanding of the regulatory framework within a bank
  • A strong sense of ethics, sound business judgment and the desire to be a business-orientated problem solver
  • The ability to work on confidential and sensitive matters and exercising good judgement in the execution of the role
  • Industry leadership - the need to stay abreast of industry developments and attend industry events as a representative of the company
  • Bachelor’s degree preferred

Apply for Compliance Monitoring Manager-Corporate Risk

Already uploaded your CV? Sign in to apply instantly


Upload from your computer

Or import from cloud storage

Your CV must be a .doc, .pdf, .docx, .rtf, and no bigger than 1MB

4000 characters left

Marketing Communication

We'd love to send you information about Jobs and Services from Jobs In Risk by email.

All emails will contain a link in the footer to enable you to unsubscribe at any time.

When you apply for a job we will send your application to the named recruiter, who may contact you. By applying for a job listed on Jobs In Risk you agree to our terms and conditions and privacy policy. You should never be required to provide bank account details. If you are, please email us.

Similar jobs

Similar jobs