Regulatory Advisor

Leeds, West Yorkshire
£30,000 - £37,000 + benefits
02 Aug 2018
01 Sep 2018
Job Sector
Compliance, Regulation
Job Function
Adviser, Adviser
Experience Level
Contract Type

To provide regulatory guidance and oversight to colleagues across the business with the goal of optimising on-going compliance of business activities.

The role will involve:

  • Identification, analysis and controlled implementation of regulatory change.
  • Operation of the issues recording, resolution, management and reporting process including regulatory breaches
  • Operation of the Financial Promotions process
  • Supporting the Head of Regulatory Guidance and Oversight to manage and complete regulatory and ad-hoc external reporting
  • Provide regulatory advice to HCUK colleagues on relevant aspects of the Financial Conduct Authority handbook and related legislation
  • Must be able to interpret and summarise detailed and complex regulation and legislation in a manner that colleagues can readily understand (fair, clear & not misleading) securing assistance from peers when necessary
  • Provide compliance guidance to company projects
  • Support the business to identify, assess and manage regulatory risk
  • Work with the Regulatory Guidance and Oversight Manager and the Regulatory Business Partners to identify and manage compliance risks, raise requirements and propose viable, pragmatic solutions

Key Requirements:

  •  Knowledge of the FCA Handbook (typically 2+ years’ experience in a financial services role applying FCA regulation);
  • Working knowledge of consumer credit business activities;

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