Compliance Analyst – Asset Management

£50K-£65K + Bonus & Benefits
01 Aug 2018
31 Aug 2018
Job Sector
Experience Level
Executive, Officer
Contract Type
Full time

An Institutional Asset Management house is looking for a Compliance Analyst to join their medium sized team in a broad and varied role. An excellent opportunity for an individual looking for their next step up within a similar sizes firm or a candidate from a larger Asset Management house looking for a more varied role.

Main Responsibilities:

  • Staying abreast of new regulatory developments in relevant jurisdictions.
  • Reviewing marketing materials.
  • Perform monitoring tests in accordance with the compliance monitoring program.
  • Assist with the ongoing implementation and development of the firm’s MiFID II compliance program
  • Drafting policies and procedures.
  • Assisting in implementation of various procedures, including AML, privacy, cybersecurity, trading, allocations and MIFID II.
  • Various duties related to ensuring that the guideline compliance controls remain effective.
  • Ad hoc projects & covering in the absence of other team members, as and when required.

Job Requirements:

  • 3-5 years Generalist Compliance experience from within an institutional asset manager
  • Degree Educated
  • Excellent communication skills, both written and oral.

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