PA & Compliance Administrator – Wealth Management

London (Greater)
£30K-£38K + Benefits & Bonus
20 Jul 2018
15 Aug 2018
Job Sector
Experience Level
Entry Level, Executive
Contract Type
Full time

A wealth management firm is looking for a PA to join their Risk & Compliance team to support both the Head of the Department and the broader Compliance team. An excellent opportunity for a PA looking to broaden their compliance exposure

Main Responsibilities:

  • Organise & manage the Risk & Compliance Director’s schedule.
  • Assist the Director and the team with the preparation and management of Risk and Compliance papers and reporting to Executive Committees.
  • Support the Director and the team to execute the Risk & Compliance Plan
  • Assist the team in maintaining the firm’s Risk & Compliance records
  • Support the Director in the coordination of the Team’s activities and in tracking the allocation and completion of work
  • Support the Director with the development and production of MI used by the department and management to gain assurance for the safe operation of the business
  • Assist the department in the fulfilment of its role to provide Risk & Compliance advice and oversight to the business

Job Requirements:

  • An experienced PA, ideally with some previous Compliance experience.
  • Experience working for a wealth/fund management firm preferred.
  • Ability to multi-task and manage ever changing and often conflicting priorities
  • Excellent communication skills, both written and oral.

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