Exclusive: Compliance Officer & MLRO – Sell side experience required
Our Client, a leading securities trading firm, is looking to recruit a Compliance Officer & MLRO to oversee all areas of Compliance & Anti Money Laundering. Reporting to the CEO and managing a small team, duties will include; • Full oversight and autonomous management of the Compliance & AML functions
• Advising the senior management team and more broadly the business on their existing and ongoing compliance obligations
• Overseeing the AML & KYC policies & procedures and acting as Money Laundering Reporting Officer (MLRO);
• Work with the business to develop compliance procedures & controls and provide commercially-orientated compliance advice
• Development, management and execution of the compliance monitoring programme The ideal candidate will have previous compliance experience from a similar mid size sell side firm, currently registered as a CF10/11 or looking to take this on for the first time. NB No specific product knowledge or previous staff management experience required. For further information or a confidential no obligation discussion, please feel free to call Darren Ruskin on 020 7330 6961 or send your details to him at firstname.lastname@example.org
Compliance Recruitment Solutions Limited (CRS) are acting as an employment agency in relation to this role. The recruiter has stated that all applicants for this job should be able to prove that they are legally entitled to work in the UK. Through application, all candidates signify their acceptance of the above information and confirm that the information they provide is true and accurate to the best of their knowledge.