Compliance Consultant – Investment Management Audit (External or Internal) or Comp Monitoring Exp
We are recruiting for a specialist compliance consultancy firm seeking a consultant to join their growing firm. Duties will include;
- Advising on all areas of the FCA rules and amending and updating client manuals, systems and procedures as appropriate; Carrying out monitoring programmes and reporting to the board of client firms; Carry out special investigations Ad hoc projects
You should have several years experience either of Audit (external or internal) of Investment Management or else Compliance Monitoring (similar sector).
For a confidential no obligation discussion, please feel free to call David Symes FCA on 020 7330 6966 or send your details to him at David@compliancerecruitment.com
Compliance Recruitment Solutions Limited (CRS) are acting as an employment agency in relation to this role.
The recruiter has stated that all applicants for this job should be able to prove that they are legally entitled to work in the UK. Through application, all candidates signify their acceptance of the above information and confirm that the information they provide is true and accurate to the best of their knowledge.