Compliance Officer

Location
Gibraltar (GB) (GI)
Salary
£35,000 - £45,000
Posted
22 Jun 2018
Closes
22 Jul 2018
Experience Level
Entry Level, Executive, Officer
Contract Type
Full time, Permanent

Compliance Assistant to join a fast-growing leading financial services firm. This is a great opportunity for someone with compliance related experience who is looking to further their knowledge and skills within a compliance career.  

KEY RESPONSIBILITIES

  • Ensuring compliance with GFSC rules, GDPR and Money Laundering Regulations
  • Overseeing the monitoring of regulatory developments, which include assessing and ensuring appropriate controls are put in place for changes that impact the firm
  • Ensuring the adequacy of the firm's money laundering and terrorism financing systems and controls via regulatory monitoring reviews
  • Assisting in the execution of the firm’s Annual Compliance Monitoring Programme
  • Completing compliance monitoring reports which present findings and include suggestions for relevant remedial actions, in a clear, accurate and consistent manner
  • Escalating risks and issues to the Gibraltar Head of Risk & Compliance
  • Assisting in ensuring that regulatory returns are submitted within set deadlines
  • Assisting in delivering appropriate compliance training to employees
  • Assisting in signing off Financial Promotions

KNOWLEDGE AND EXPERIENCE:

  • Good knowledge of the regulations governing the Gibraltar Financial Services Industry
  • Demonstrable experience in compliance monitoring
  • Ability to produce timely and accurate reports delivering key issues and messages with minimal managerial input
  • Ability to take ownership and responsibility for timeliness and quality of delivery of monitoring reports
  • Ability to summarise regulatory change in a format that is understandable to its audience.