Senior Compliance Consultants – Institutional Fund Management

£60K-£80K + Bonus & Benefits
06 Jun 2018
06 Jul 2018
Experience Level
Management, Officer
Contract Type
Full time

A leading consultancy is looking to add to their rapidly expanding business by adding an additional couple of Senior Compliance Consultants to their business. An exciting time to join this business and be part of the continued growth of the business.

Main Responsibilities:

  • Manage a portfolio of client mandates and support clients with their compliance questions and requirements.
  • Write mock-FCA inspection reports and review drafts prepared by other staff.
  • Perform policy and procedure reviews, including supervising and reviewing the work of staff. Assist FCA-regulated clients in developing and documenting their compliance framework.
  • Support clients where requested in interactions with the FCA during visits, and/or requests for information.
  • Supervise and train Graduate Trainees, Consultants, and Compliance Analysts.
  • Identify business opportunities to provide a more comprehensive offering of compliance services to existing clients.
  • Write articles, make presentations, and give speeches on compliance topics

Job Requirements:

  • At least 5 years Compliance experience, either working for a similar consultancy business or alternatively from an in-house Compliance team looking for a new and exciting challenge.
  • Strong academic background ideally with a degree & a full or partially completed IMC.
  • Confident & articulate with the ability to work with a range of different clients.

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