Compliance Contractor – Fund Management

Location
London
Salary
£60K-£70K pro rata
Posted
11 Jan 2018
Closes
24 Jan 2018
Ref
C116
Job Sector
Compliance
Experience Level
Executive, Officer
Contract Type
Contract, Temporary

Our client is a leading Investment Management firm based in the West End of London. They are looking for a Compliance Contractor to join their team on an initial 3-6 month contract.

Main Responsibilities:

  • Provide support and advice to the business and to compliance colleagues on all regulatory matters
  • Carry out monitoring to establish ongoing compliance with internal and regulatory requirements
  • Assist with pre-trade and post-trade guideline monitoring using in house and external investment management systems
  • Review and assist with the onboarding and ongoing Anti-Money Laundering and KYC obligations in respect of our corporate clients and partners
  • Review and approval of local and cross-border financial promotion and marketing literature

Job Requirements:

  • At least 3 years compliance experience working within an asset management firm
  • Good communicator with excellent oral and written skills.
  • Detail orientated, able to set priorities and complete simultaneous projects

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