Compliance Contractor – Fund Management

£60K-£70K pro rata
11 Jan 2018
24 Jan 2018
Job Sector
Experience Level
Executive, Officer
Contract Type
Contract, Temporary

Our client is a leading Investment Management firm based in the West End of London. They are looking for a Compliance Contractor to join their team on an initial 3-6 month contract.

Main Responsibilities:

  • Provide support and advice to the business and to compliance colleagues on all regulatory matters
  • Carry out monitoring to establish ongoing compliance with internal and regulatory requirements
  • Assist with pre-trade and post-trade guideline monitoring using in house and external investment management systems
  • Review and assist with the onboarding and ongoing Anti-Money Laundering and KYC obligations in respect of our corporate clients and partners
  • Review and approval of local and cross-border financial promotion and marketing literature

Job Requirements:

  • At least 3 years compliance experience working within an asset management firm
  • Good communicator with excellent oral and written skills.
  • Detail orientated, able to set priorities and complete simultaneous projects

The CLARC Guarantee - we 100% guarantee that your CV will never be sent to a client without your prior expressed permission so all of your details are totally secure with us.

Please view all our other Live Jobs on our website

Similar jobs

Similar jobs