Compliance Assurance Officer

London (Central), London (Greater)
£50,000 - £60,000
12 Jan 2018
11 Feb 2018
Job Function
Compliance, Regulation
Experience Level
Contract Type
Full time, Permanent

To carry out compliance assurance reviews and tasks as directed by the Group Head of Risk and Compliance in accordance with the Compliance Assurance Plan.

The Client: National consumer credit business with strong market reputation.

This Client does not provide sponsorship.

Responsibilities & Accountabilities:

  • Ongoing review and development of the risk based compliance assurance frameworks to ensure it covers all regulators and regulations relevant to the business
  • Undertake risk based compliance reviews, providing assurance to relevant boards and committees on the effectiveness and adequacy of systems and controls in the business, including adherence to regulatory requirement
  • Ensure actions are tracked and completed in line with agreed timescales, validating submitted evidence before agreeing closure
  • Maintain clear, appropriate and accessible records
  • Support the production of clear and effective management information for governance committee reporting purposes
  • Assists in the completion and collation of the compliance risk assessment
  • Undertakes additional project work as directed by the Group Head of Risk and Compliance
  • Assist in promoting a compliant culture in the course of work and interaction with the business

Skills & Experience Required:

  • Minimum of two years’ experience in a monitoring or audit capacity, in a UK regulated financial services business
  • Understanding of risk and control environment
  • Analytical problems solving and project management skills
  • Able to recommend practical solutions
  • Strong customer awareness and a desire to “do the right thing”
  • Demonstrated ability to deliver in written and oral communication to a high standard.
  • Ability to be flexible and work within a fast paced changing environment
  • The ability to build strong and constructive relationships and work in partnership with key stakeholders
  • Able to work individually but also collaboratively as part of a team

Similar jobs

Similar jobs