Head of Compliance (CF10 & 11) – Investments Experience With Good IT Knowledge Required

£80K - £90K + Bonus + Bens (including Equity package)
13 Sep 2017
06 Oct 2017
Job Sector
Experience Level
Department Head, Management
Contract Type
Full time, Permanent

We are recruiting for a niche investments firm, looking for a Head of Compliance to join their highly tech focused business in a standalone role. Duties will include;  

• Manage compliance monitoring plan
• Implementation and maintenance of policies & procedures
• Sign off Financial Promotions
• Oversee & manage CDD/KYC/AML/CTF/ABC
• Manage regulatory reporting
• Management Reporting including Compliance Oversight and MLRO Reports
• Complaints Handling  

You should have at least 5 years compliance experience from a buy or sell side firm and have a strong IT background given the firms business. The ideal candidate may have never previously held CF10 & 11 however should be motivated & driven with forward thinking given the firms modern approach. NB Up to two days per week can be based at home

For further information or a confidential no obligation discussion, please feel free to call Darren Ruskin on 020 7330 6961 or send your details to him at darren@compliancerecruitment.com

Compliance Recruitment Solutions Limited (CRS) are acting as an employment agency in relation to this role.  The recruiter has stated that all applicants for this job should be able to prove that they are legally entitled to work in the UK. Through application, all candidates signify their acceptance of the above information and confirm that the information they provide is true and accurate to the best of their knowledge.  

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