Compliance Officer – Interim – Private Banking/Wealth Management - London

Between £300 and £350 per day
07 Mar 2012
06 Apr 2012
Contract Type


Compliance Officer required for a Prestigious Private Bank in Central London

Compliance Officer contract assignment available for 6 – 12 months working within one of the most highly regarded Private Banks in the UK.  You will be responsible for reviewing and assessing in-house advisory documents, particularly from a regulatory perspective, conducting client file reviews and utilising fund platforms. 


You will act as the first-point of contact within Compliance, for the bank’s Financial Advisors and play a pivotal role in assuring high quality compliance reviews.

Candidate Experience

·         Applicants should possess experience within at least of the following areas:

-          Proven Private Banking / Wealth Management / Private Client compliance experience with products knowledge around Pensions, Unit Trusts, Investment Trusts, Venture Capital Trusts, Insurance Bonds and / or Tax Mitigation products.

-          Strong Private Client financial planning / advisory experience dealing within a Private Bank or similar organisation.


This is a truly unique opportunity to work within an exceptional UK establishment, gaining experience and credibility within a tight-knit compliance department.   For more information, please submit your details and call Nathan Fuller on 0207 405 7500.


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