Job Title:	Senior Compliance Manager
Reference:	COMPL 3015
Salary:	Up to £75k
Location(s):	UK, Various UK, Nationwide
Industry(s):	Financial Services
Advertiser:	Compliance Professionals Ltd
Employment Type:	Permanent
Posted:	15-08-2008

Description:

THE COMPANY:

Our client is a successful financial service house, with over £1 billion assets under management. They specialise in providing investment services for private clients, institutions and pension funds. Due to their continuous growth they are eager to expand their compliance team and are looking for a Senior Compliance Manager.

THE RESPONSIBLITIES:

Responsible for Compliance for the Global Wealth investment business team including the review of new private client accounts

Undertake the compliance monitoring testing for the wealth management and fund management businesses and any other regulated activities

To monitor the outsourced functions to ensure compliance with Jersey and UK regulations and policies on outsourcing

Review and approve group marketing material

Prepare the quarterly and annual regulatory fund statistics

Ensure adherence to the group fraud policy

Monitor breaches, personal dealing and gifts received and ensure the relevant logs are kept up to date

Develop and implement compliance and anti-money laundering training programmes

To monitor and distribute liaison notices to staff

Responsible for Data Protection for the Jersey companies

To assist the Senior Compliance Manager with project work

To perform such other duties as may be required from time to time

EXPERIENCE REQUIRED:

Strong compliance experience gained within an asset manager environment.

Experience of dealing with investment products is essential

Good knowledge of the FSA handbook is essential

Hedge funds experience preferred

For further information, please contact Spencer Evans