Job Title:	Head of Compliance – Asset Management
Reference:	10831
Salary:	£80,0000
Location(s):	City of London
Industry(s):	Banking
Advertiser:	Mackenzie Scott
Employment Type:	Permanent
Posted:	02-03-2010

Description:

International Asset Management firm are establishing a new subsidiary company within the UK and are seeking to appoint a Head of Compliance.

You will be responsible for developing and administering policies, procedures or controls designed specifically to prevent and/or detect breaches of securities rules/laws/regulations, work closely with the FSA and local compliance offices within the group to resolve compliance issues, provide regulatory advice and training to staff, review documents, contracts and applications and sign off on marketing & advertising materials.

A minimum of 4 years Compliance experience within Asset Management is required.