Job Title:	Compliance Portfolio Analyst
Reference:	Compl 3383
Salary:	£45,000
Location(s):	City of London
Industry(s):	Financial Services
Advertiser:	Compliance Professionals Ltd
Employment Type:	Permanent
Posted:	29-07-2009

Description:

THE COMPANY:

Our client is a one of the worlds leading Fixed Income managers, and provides investment services for a wide variety of global clients

THE RESPONSIBILITIES:

• Pre and post trade compliance
• The monitoring of institutional portfolios on an ongoing basis to ensure compliance with guidelines
• Post trade: Daily review of accounts to ensure compliance with client guidelines and any additional regulatory requirements. Where issues arise, to investigate these and liaise with relevant departments as appropriate to resolve
• Pre-trading: Review order requests to ensure the proposed trade would not breach client guidelines
• Being knowledgeable about the requirements of your portfolios and be the main point of contact for any portfolio compliance issues that arise
• Completing compliance certifications for accounts as required
• Manually reviewing guideline restrictions that cannot be coded into Charles River to ensure portfolio compliance

EXPERIENCE REQUIRED:

• Guideline monitoring experience is essential
• Fixed income knowledge is desirable but not essential

For further information, please contact Spencer Evans on spencer.evans@complianceprofessionals.co.uk quoting ref 3383