| Job Title: | Compliance Monitoring Assistant – Entry Level role (2:1 or 1st required) |
|---|---|
| Reference: | Compl2979 |
| Salary: | Up to £30,000 |
| Location(s): | London, London East, London North, London South, London West, Middlesex, City of London |
| Industry(s): | Financial Services |
| Advertiser: | Compliance Professionals Ltd |
| Employment Type: | Permanent |
| Posted: | 26-06-2008 |
Description:
THE COMPANY:Our client is a specialist investment manager, providing a top range of products to institutional and individual investors. The firm manages over $50bn on behalf of third party clients and has grown from domestic roots in the UK to a position where they serve a growing international client base from the Americas, Europe, Asia the Middle East and Africa.
THE RESPONSIBILITIES:
Assisting in maintaining and developing compliance monitoring across all business areas
General regulatory record-keeping.
Breach reporting
Dealing with regulatory compliants
REQUIREMENTS:
Financial services experience is desirable but not essential
Knowledge of FSA regulations would be a benefit
2.1 or 1st level degree is essential
For further information please contact Spencer Evans
