| Job Title: | Compliance Manager |
|---|---|
| Reference: | bc/com |
| Salary: | £28,000-£35,000 |
| Location(s): | London |
| Industry(s): | Banking, Corporate Banking, Corporate Finance, Financial Services |
| Advertiser: | Barclays Commercial |
| Employment Type: | Permanent |
| Posted: | 19-07-2008 |
Description:
With over 8000 colleagues working across the UK, Barclays Commercial Bank provides financial management services and industry-specific advice to some 183,000 large and medium-sized businesses. With access to the products and expertise of the entire Barclays Group, particularly Barclays Capital, Barclays Wealth and Barclays UK Retail Banking, it is a business rich with opportunity.A challenging new role where the role holder will lead the responsibility to design and undertake monitoring visits that support Barclays Commercial Bank with managing regulatory risks.
Key tasks will include but not be limited to:
To provide assurance that Barclays Commercial Bank complies with the requirements regulated by the Financial Services Authority, the Banking Code Standards Board, and overseas authorities as required.
To undertake monitoring activities and report about the findings in relation to the regulatory requirements.
To recommend corrective action where shortfalls in adherence are identified
The role offers wide exposure to Barclays Commercial Bank teams and business leaders.
The role would suit someone looking to develop their planning skills and understanding of Barclays Commercial Bank operations.
The role holder should demonstrate the following:
* Qualification to ACIB standard or a recognised regulatory qualification - CeFA1 or equivalent - or satisfactory equivalent industry experience.
* High quality analytical skills - to perform the core monitoring activity.
* High quality interpersonal and communication skills - to ensure that written reports and face to face commentaries about the findings are delivered clearly.
* Strong influencing skills that result in winning the co-operation of others and maintaining the appropriate priority for regulatory matters.
* Proven organisational skills.
Additional desirable qualities include:
* Detailed knowledge of risk processes and procedures especially where this has been gained through a role with an internal risk function or a regulator.
* Practical working knowledge of relevant regulation and Codes.
* Knowledge of banking products and services used by corporate customers.
In addition to an award-winning range of benefits, designed to recognise and reward your achievements and improve your quality of life, we offer tremendous scope for personal and professional development. And such is the profile of Barclays Commercial Bank that if you make a name for yourself here it could lead to any number of other opportunities elsewhere within the Barclays Group.
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