| Job Title: | Compliance Assistant |
|---|---|
| Reference: | Compl3008 |
| Salary: | Up to £40,000 |
| Location(s): | London |
| Industry(s): | Financial Services |
| Advertiser: | Compliance Professionals Ltd |
| Employment Type: | Permanent |
| Posted: | 26-06-2008 |
Description:
THE COMPANY:Our client is one of the world's leading Investment Managers. They currently have over a £1 trillion under management and work within both retail and Institutional clients. They are recruiting for a Compliance Assistant to join their expanding team.
THE RESPONSIBILITIES:
Assisting in maintaining and developing compliance monitoring across all business areas
General regulatory record-keeping.
Breach reporting
Dealing with regulatory complaints
EXPERIENCE REQUIRED:
Compliance experience gained within an Asset manager
Knowledge of the FSA handbook
Knowledge of UK and Luxembourg funds preferable
For further information please contact Spencer Evans
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