| Job Title: | Compliance Advisor |
|---|---|
| Reference: | Compl2973 |
| Salary: | Up to £35,000 |
| Location(s): | Hampshire |
| Industry(s): | Financial Services |
| Advertiser: | Compliance Professionals Ltd |
| Employment Type: | Permanent |
| Posted: | 23-06-2008 |
Description:
THE COMPANY:Our client is a reputable insurance company who is currently looking to recruit a Compliance Advisor. This will give the successful candidate diverse compliance exposure.
THE RESPONSIBILITIES:
To support regulatory monitoring and reviews of procedures, systems and practices and, provide appropriate written reports that prescribes appropriate, relevant and pragmatic corrective action.
To design and advise on the implementation of compliant systems and procedures within the operation.
Build effective relationships with senior managers.
Assist in ensuring that any lessons learnt from monitoring is shared across the business
To highlight potential compliance risks and bring these to the attention of the Compliance & Management Team
Support the Risk Manager and Operational Integrity Manager on projects as required.
Represent the Compliance & Risk function at internal and external meetings
Provide training, support and ongoing advice to Staff and Managers on compliance issues within their areas of operation.
Identifying and/or investigating and/or escalation of key compliance failures on behalf of the Compliance & Risk sub committee.
EXPERIENCE REQUIRED:
Compliance experience gained ideally within an insurance business
Good knowledge of the FSA rules and regulations
Ideally educated to degree level
For further information, please do not hesitate in contacting Serina Usher



