| Job Title: | Assistant Compliance Manager |
|---|---|
| Reference: | Compl2978 |
| Salary: | up to £40,000pa |
| Location(s): | Berkshire |
| Industry(s): | Financial Services |
| Advertiser: | Compliance Professionals Ltd |
| Employment Type: | Permanent |
| Posted: | 15-08-2008 |
Description:
THE COMPANY:Our client is a leading commodities house with offices in the UK and Europe. They are currently seeking a Assistant Compliance Manager to join their growing compliance team.
THE RESPONSIBILITIES:
Design and implementation of the compliance monitoring programme.
Conducting desk-based monitoring as well as the review of exception reports.
Working with Compliance colleagues to develop the monitoring work.
Liaising with Compliance and IT staff to implement new monitoring reports.
Preparing a monthly report for the Board.
Covering the Group’s London head offices as well as European trading activities.
Assist the compliance department with staff training
Keeping up to date with regulatory developments
Completing any ad hoc tasks as directed by the Compliance Manager or Senior Compliance Manager
EXPERIENCE REQUIRED:
Relevant compliance experience
For further information please ask for Hannah Tabatabai



