| Job Title: | Assistant Compliance Manager |
|---|---|
| Reference: | COMPL3076 |
| Salary: | Up to £50,000 |
| Location(s): | London, London East, London North, London South, London West, Middlesex, City of London |
| Industry(s): | Financial Services |
| Advertiser: | Compliance Professionals Ltd |
| Employment Type: | Permanent |
| Posted: | 10-09-2008 |
Description:
THE COMPANY:Our client is a rapidly growing UK Financial Services company offering a range of products and services. A fantastic opportunity has arisen for an Assistant Compliance Manager to join their busy compliance team.
THE RESPONSIBILITIES:
Undertake regulatory reviews across the business
Contribute to the ongoing review and strengthening of the monitoring programme
Keep the programme under review for new developments
Produce written reports on remedial actions resulting from the monitoring programme and contribute to follow-up meetings with operational line managers
Carry out visits to external investment managers
Support team members with on the job training and support
EXPERIENCE REQUIRED:
Strong compliance experience gained within Asset Management
Good knowledge of FSA regulations & collective investment schemes
Must be willing to travel up to 50%
For further information, please contact Spencer Evans



