Job Title:	AML Manager
Reference:	COMPL 3105
Salary:	Up to £50,000
Location(s):	City of London
Industry(s):	Financial Services
Advertiser:	Compliance Professionals Ltd
Employment Type:	Permanent
Posted:	24-09-2008

Description:

THE COMPANY:

Our client is a global Asset Manager with businesses based in over 30 countries. They currently provide financial services to a vast amount of Institutions, private clients and mutual fund investors. Due to expansion they are seeking a dynamic AML Manager to join their team.

THE RESPONSIBILITIES:

Ensure that the asset management and distribution activities undertaken by the firm and especially the European branch operations are in compliance with FSA and other relevant regulations.

Implement (and revise if necessary) the existing compliance risk assessment and monitoring/oversight programme to cover all areas of the firms International business and particularly the Client Service functions and KYC processes.

Ensure that firm is, and remains, compliant with relevant AML and other financial crime related regulations.

Implement the periodic compliance monitoring of the a cross section of the activities of the business including leading the scoping and reporting of Compliance reviews focused on those areas assessed as being particularly vulnerable to financial crime.

Keep the Deputy Head of Compliance informed at all times of all relevant compliance issues.

Provide compliance training to the business as required.

To engage in ad-hoc project/product development work within the business and provide compliance input

Alternate for the Deputy Head of Compliance as required

Maintain awareness of regulatory and industry developments.

EXPERIENCE REQUIRED:

Strong compliance and AML experience gained with an asset manager environment

Good knowledge of FSA, COLL & COBS

For further information, please contact Spencer Evans