Compliance Monitoring Officer

North Yorkshire
19 Jun 2017
19 Jul 2017
Experience Level
Executive, Management, Officer
Contract Type
Full time, Permanent

Our client is a well-regarded business who are currently recruiting for a Compliance Monitoring Officer. The main purpose of the role is to undertake the compliance monitoring reviews and supporting the business achieve its strategy in line with their values.

The role:

  • Providing advice and guidance on a wide range of compliance matters
  • Pro-actively engaging with stakeholders at all levels and building robust, effective relationships
  • Performing reviews in FCA/PRA regulated firms to provide assurance to relevant boards and sub-committees on the adequacy of systems and controls in the business, including adherence to regulatory requirements
  • Representing governance on projects as appropriate

Key Requirements-        

  • Experience in a monitoring or audit capacity, preferably in a regulated financial services organisation
  • Detailed regulatory knowledge and experience of FCA and PRA businesses
  • Undertaking compliance monitoring reviews, including the design of annual plans

To discuss the role in greater detail please contact Paul Clayton on 0161-883-2747 or send through your CV to

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