Compliance Officer

Recruiter
Location
Cheshire
Salary
£33,000 + Bonus + Benefits
Posted
15 Jun 2017
Closes
15 Jul 2017
Ref
RA/13609
Experience Level
Executive, Management, Officer
Contract Type
Full time, Permanent

My client is a well-regarded and rapidly expanding financial services’ business who are currently recruiting for a Compliance Officer. The primary focus will be to provide advice and assistance to first-line colleagues in respect of regulatory and risk issues and the management of policies and procedures.

The role:

  • Encourage a positive compliant culture within the business through effective communications (verbal and written) with business stakeholders
  • Undertake compliance monitoring activities (planning, devising terms of reference, testing, report writing, action planning and record-keeping)
  • Engage proactively with business stakeholders to influence timely and effective remedial action in response to the outcome of monitoring activity
  • Produce and maintain effective management information
  • Support the Compliance Manager in contributing to the continuous improvement and development of the Monitoring function
  • Answer monitoring queries from across the Group
  • Keep up to date with relevant regulatory changes, along with internal business developments to ensure that all monitoring activities remain valid
  • Attend, as required, relevant external workshops/meetings to maintain awareness of developments in compliance monitoring and risk management techniques

Key Requirements-        

  • Working knowledge of relevant regulations, in particular FCA
  • Experience in a similar Compliance/Audit role
  • Full CeMAP or equivalent appropriate qualifications is preferable
  • Previous sales and/or underwriting experience in a mortgage or consumer credit role is preferable

To discuss the role in greater detail please contact Richard Abelson on 0161-883-2748 or send through your CV to rabelson@merje.com

Apply for Compliance Officer

Already uploaded your CV? Sign in to apply instantly

Apply

Upload from your computer

Or import from cloud storage

Your CV must be a .doc, .pdf, .docx, .rtf, and no bigger than 1MB


4000 characters left


By applying for a job listed on Jobs In Risk you agree to our terms and conditions and privacy policy. You should never be required to provide bank account details. If you are, please email us.