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Compliance Executive required for a Major Wealth Management Firm - Maidenhead
We are managing a new permanent requirement for a Compliance Executive to join a prestigious Wealth Management firm near Maidenhead. You will be responsible for in-depth compliance monitoring across a number of business divisions, including planning, fieldwork and report production. The successful candidate will adhere to strict internal and external policies to ensure that compliance risk areas in the business are monitored correctly and that any compliance breaches are avoided, or swiftly remedied. This opportunity offers a superb, long-term career with promotion potential and exposure to a broad range of compliance projects such as PA Dealing and Pre/Post Trade Compliance. This opportunity could suit an experienced Compliance professional, or an Audit / Risk Framework professional seeking a move into a career within Financial Services Compliance.
- Applicants should had a proven Compliance, Risk Framework or Audit background within Financial Services, exposure to risk framework practices and a good understanding of COBS and other FSA standards
- You will be a confident team player with genuine attention-to-detail and a desire to add value to a successful business
This is a truly unique opportunity to work within an exceptional UK establishment, gaining experience and credibility within a tight-knit compliance department. For more information, please submit your details and call Nathan Fuller on 0207 405 7500.
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