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Compliance Officer required for a Prestigious Private Bank in Central London
Compliance Officer contract assignment available for 6 – 12 months working within one of the most highly regarded Private Banks in the UK. You will be responsible for reviewing and assessing in-house advisory documents, particularly from a regulatory perspective, conducting client file reviews and utilising fund platforms.
You will act as the first-point of contact within Compliance, for the bank’s Financial Advisors and play a pivotal role in assuring high quality compliance reviews.
· Applicants should possess experience within at least of the following areas:
- Proven Private Banking / Wealth Management / Private Client compliance experience with products knowledge around Pensions, Unit Trusts, Investment Trusts, Venture Capital Trusts, Insurance Bonds and / or Tax Mitigation products.
- Strong Private Client financial planning / advisory experience dealing within a Private Bank or similar organisation.
This is a truly unique opportunity to work within an exceptional UK establishment, gaining experience and credibility within a tight-knit compliance department. For more information, please submit your details and call Nathan Fuller on 0207 405 7500.
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