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Compliance Officer – Interim – Private Banking/Wealth Management - London

London (Central), London (Greater) Between £300 and £350 per day

  

Compliance Officer required for a Prestigious Private Bank in Central London

Compliance Officer contract assignment available for 6 – 12 months working within one of the most highly regarded Private Banks in the UK.  You will be responsible for reviewing and assessing in-house advisory documents, particularly from a regulatory perspective, conducting client file reviews and utilising fund platforms. 

 

You will act as the first-point of contact within Compliance, for the bank’s Financial Advisors and play a pivotal role in assuring high quality compliance reviews.

Candidate Experience

·         Applicants should possess experience within at least of the following areas:

-          Proven Private Banking / Wealth Management / Private Client compliance experience with products knowledge around Pensions, Unit Trusts, Investment Trusts, Venture Capital Trusts, Insurance Bonds and / or Tax Mitigation products.

-          Strong Private Client financial planning / advisory experience dealing within a Private Bank or similar organisation.

 

This is a truly unique opportunity to work within an exceptional UK establishment, gaining experience and credibility within a tight-knit compliance department.   For more information, please submit your details and call Nathan Fuller on 0207 405 7500.

 

IMSworldwide is an international Recruitment Consultancy 

07 March 2012
06 April 2012
JR/NF1202-182/2
Contract